Aboriginal Courtwork Program, Summative Evaluation
EXECUTIVE SUMMARY
1. The Aboriginal Courtwork Program
The Aboriginal Courtwork (ACW) Program was developed to address the unique challenges faced by Aboriginal people dealing with the justice system. The objectives of the ACW Program are:
- To assist Aboriginal people to understand their right to speak on their own behalf or to request legal counsel, and to better understand the nature of the charges against them and the philosophy and functioning of the criminal justice system;
- To assist in enhancing the awareness and appreciation of the values, customs, languages and socio-economic conditions of Aboriginal people on the part of those involved in the administration of the criminal justice system; and
- To respond to problems and special needs caused by communication barriers which exist between Aboriginal people and those who are involved in the administration of the criminal justice system.
Federal funding for the ACW Program is provided through contribution agreements with participating provinces and territories. In turn, most jurisdictions have entered into contractual arrangements with Aboriginal Service Delivery Agencies (SDAs) which provide services on their behalf. Nearly 200 Aboriginal courtworkers are employed by 20 SDAs across Canada to deliver services. The ACW Program is guided by a Tripartite Working Group (TWG ) which serves as a forum for addressing a range of program policy and operational issues.
2. Purpose of the Evaluation
The purpose of this project is to conduct a summative evaluation of the ACW Program. A formative evaluation, completed in 2007, focused on management, process and data collection as well as reporting issues. This summative evaluation addresses the ongoing relevance, success and cost effectiveness of the ACW Program.
3. Methodology
The evaluation was undertaken in two phases. The purpose of the first phase was to complete a detailed work plan which was then implemented in the second phase of the project. Key components of the research included:
- A detailed document review and review of program reports.
- Field visits to eight communities located in seven provinces and territories to undertake job shadowing of Aboriginal courtworkers and to meet with various stakeholders.
- Interviews and an online survey of 99 Aboriginal courtworkers.
- Interviews with 93 judicial and court officials including 21 judges, 11 judicial assistants, 22 crown lawyers, 24 defense/Legal Aid lawyers, and 15 others.
- Interviews with 28 representatives from the delivery partner organizations including Justice Canada, provincial and territorial government partners, and SDAs.
- Interviews with 34 stakeholder representatives, including representatives from 18 Aboriginal justice initiatives (AJIs) and 16 other community stakeholders.
- Review of the results of a survey of 901 adult Aboriginal accused.
4. Summary of Key Findings and Conclusions
The following summarizes the major conclusions of this evaluation.
There is a strong and continuing need for the ACW Program.
Key factors that contribute to the need for the Program include:
- Over-representation of Aboriginal people in the criminal justice system.
- A history of inequitable treatment of Aboriginal people by the justice system.
- A high incidence of issues that can constrain the ability of Aboriginal persons to gain access to justice such as language barriers, lower education levels, substance abuse issues, health issues, including mental health issues, and high rates of poverty.
- Limited access to legal and other services, particularly in rural and northern communities.
- Increasing demand for services.
The Program is well positioned to bridge the gap that has traditionally existed between Aboriginal people and the justice system. The ACW Program contributes to fair, equitable and culturally sensitive treatment of the Aboriginal accused before the courts, by enabling them to understand the justice system including their rights, obligations, charges and sentencing; to have access to available resources and programs; and to be able to communicate with justice officials who understand socio-economic issues, cultural traditions, and court decisions that affect the circumstances of the accused.
There are significant differences in how the ACW Program is delivered across jurisdictions and even across courtworkers within jurisdictions.
One of the strengths of the ACW Program is its ability to be tailored to meet regional priorities, the needs and characteristics of the communities in which it operates, the availability of other programming, and the capabilities of the individual courtworkers.
The ACW Program has been successful in achieving its intended outcomes.
The results of the evaluation indicate that courtworkers:
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Play an important role in enhancing communication within court proceedings by facilitating client access to legal representation, assisting accused in speaking with justice officials, providing justice officials with important information regarding the accused, enabling the Aboriginal accused to feel more at ease in a highly stressful situation, and confirming that the accused understands the process, charges, potential outcomes and instructions.
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Provide support and information to Aboriginal accused which enables them to make better informed decisions regarding their case and about pursuing alternatives. The services result in more informed pleas (e.g., fewer clients pleading guilty), reductions in the failures to appear and breaches in the conditions for release, and more referrals to a wide range of support programs, including alternative measures.
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Enable justice officials to become more aware of cultural traditions and, to a lesser extent, take relevant court decisions into account and consider alternative measures. Justice officials view courtworkers favourably, noting that they are respectful and courteous, help to move the process along, and provide valuable services to the court. Justice officials are generally satisfied with the information provided by the Aboriginal courtworkers and believe that information to be important.
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Strengthen the relationship between the Aboriginal community and the formal justice system. In addition to working with clients, most courtworkers interact directly with local communities by serving on various committees and promoting the Program through presentations, brochures and promotional materials, meetings, forums, workshops, and other media. Through these efforts, progress has been made in improving understanding of the justice system and raising the profile of the ACW Program within the Aboriginal community. In addition, the presence of the courtworker in the formal justice system helps to improve its credibility, build greater trust in the system, and reduce the sense of alienation.
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Complement community-justice initiatives by identifying suitable clients and providing referrals, increasing awareness of these programs among justice officials and potential clients, working with program representatives to share information and best practices, sitting on Aboriginal justice committees or committees established to oversee specific initiatives and, in some cases, taking a lead role in the development of community-based initiatives.
The Program is considered somewhat less successful with respect to attracting, training and particularly retaining Aboriginal courtworkers, fully meeting the demand for services given resource constraints, and being able to provide referrals to alternative measures (the availability of community justice programs and other resources varies widely across communities). Overall, while significant progress has been made, more work needs to be done to ensure that Aboriginal accused receive fair, equitable and culturally sensitive treatment. Furthermore, the expectation is that much of the significant progress that has been achieved to date would dissipate should the services of courtworkers no longer be available.
The cost of the ACW Program, expressed on a per client or per courtworker basis, is very low.
The Program served nearly 70,000 adults and youth clients with charges around one incident in 2005-06. The funding provided by the federal government representatives is equal to an average of about $79 per client served or about $25,600 per courtworker. The effectiveness of the Program is largely determined by the capabilities and experience of the courtworkers, which is itself determined in part by the rate of attrition and access to training. Attrition has a negative impact on the success of the Program. The effectiveness of a courtworker is largely a function of its visibility, credibility, connections, skills and experience – all of which take time to develop. When a courtworker leaves, services are disrupted and it often takes an extended length of time to fill positions (particularly in smaller communities and in regions where the economy is strong).
Other factors that impact on the relative cost effectiveness of the Program include the geographic territory that is served (and related travel costs and times), the services provided, competitive remuneration rates for the region, access to supporting infrastructure, level of awareness of the Program among justice officials and within communities, and the extent to which the justice system itself is overburdened in the region.
Opportunities to further expand the impact of the ACW Program are constrained by resource issues.
Federal government funding for the Program has remained fixed at $5.5 million per year since 2001. Resource constraints affect the ability of the Program to fully meet the demand for services, address gaps where communities may be underserved or not served at all, increase courtworker compensation to reduce the rate of attrition, and ease heavy workloads. Budget constraints also limit the Program’s ability to: broaden services to provide assistance in areas such as family law; provide greater assistance in enabling Aboriginal accused to appear; promote the Program; further strengthen relationships with justice officials and other programs; and increase access to training and other needed infrastructure such as fax machines and computers.
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